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Instrumente und gerichtliche Kontrolle der Finanzaufsicht

Instrumente und gerichtliche Kontrolle der Finanzaufsicht

Year:    2016

Author:    Kaufhold, Ann-Katrin

Die Verwaltung, Vol. 49 (2016), Iss. 3 : pp. 339–368

Abstract

Financial Supervision: Regulatory Instruments and Judicial Control

In order to secure financial stability EU and national policymakers have equipped financial supervisors with a wide range of instruments that follow different regulatory strategies. In response to the financial crisis of 2007/2008 these instruments have once again been substantially modified and extended. Their specific design mirrors the characteristics of the financial system and the regulatory task. In this article I analyse the structures and peculiarities of the individual supervisory instruments as well as the characteristics of this set of instruments as such. In a second step I examine the opportunities for judicial review of supervisory measures offered by EU and national law. In this study I demonstrate the inadequacy of judicial controls of information published by supervisory authorities and of supervisory measures taken by the ECB. To that extant I argue that an amendment of the European Treaties is necessary.

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Journal Article Details

Publisher Name:    Global Science Press

Language:    German

DOI:    https://doi.org/10.3790/verw.49.3.339

Die Verwaltung, Vol. 49 (2016), Iss. 3 : pp. 339–368

Published online:    2016-09

AMS Subject Headings:    Duncker & Humblot

Copyright:    COPYRIGHT: © Global Science Press

Pages:    30

Author Details

Kaufhold, Ann-Katrin

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    https://doi.org/10.3790/verw.50.2.189 [Citations: 0]